IASG Alternatives LLC - Privacy Policy

Financial Companies Choose how they share your personal information.  Federal law gives consumers the right to limit some but not all sharing.  Federal law also requires us to tell you how we collect, share and protect your personal information.  Please read this notice carefully to understand what we do.

Our Policy: The types of personal information we collect and share depend on the product or service you have with us.  This information can include:

  • Social Security Number
  • Income
  • Employment and residential information
  • Account money and security balances
  • Transaction detail history
  • Investment objectives, goals, and risk tolerance
  • Credit history and credit scores

When you close your account, we continue to share information about you according to our policies

Your Rights: All financial companies need to share customers' personal information to run their everyday business.  In the section below, we list the reasons financial companies can share their customers' personal information, the reasons IASG Alternatives, LLC chooses to share, and whether you can limit this sharing.  PLEASE NOTE: If you are a new customer, we do not share your personal information other than to provide services or as otherwise legally required.  When you are no longer our customer, this policy continues to apply to you.

Every Business Purposes: The actions necessary by financial companies to run their business and manage customer accounts, such as processing transactions, mailing and auditing services, providing information to credit bureaus, responding to court orders and legal investigations.

Affiliates:  IASG Alternatives, LLC has the following affiliate: Institutional Advisory Services Group Inc. 
Non-Affiliates: IASG Alternatives, LLC does not share information with non-affiliates for marketing purposes.
Joint Marketing: IASG Alternatives, LLC does not engage in joint marketing with non-affiliates.

Reasons we can share your personal Information:
For our everyday business purposes--such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus.

Does IASG Alternatives Share?

Can you limit this sharing?

  • For our marketing purposes--to offer our products and services to you
  • For our marketing with other financial companies
  • For our affiliates' everyday business purposes--information about your transactions and experiences
  • For our affiliates' everyday business purposes--information about your creditworthiness
  • For our affiliates to market to you
  • For our non-affiliates to market to you

Does IASG Alternatives Share?  

Can you limit this sharing?
We do not share

How often does IASG Alternatives, LLC notify me about their practices?  
We must notify you about our sharing practices when you open an account and each year while you are a customer.  

How does IASG Alternatives, LLC protect my personal information?  
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law.  These measures include computer safeguards and secured files and buildings.  

How does IASG Alternatives, LLC collect my personal information?  

We collect your personal information, for example, when you open an account or deposit money, pay for securities transactions, establish periodic distribution plans, conduct anti-money laundering review.  We also collect your personal information from others, such as credit bureaus, affiliates, or other companies.  

Why can't I limit all sharing?  
Federal law gives you the right to limit sharing only for: affiliates' everyday business purposes--information about your creditworthiness, affiliates you market to you, non-affiliates to market to you.  

State laws and individual companies may give you additional rights to limit sharing.